ASCENT INDUSTRIES CO.
4.10%
385,328
95953
871565107
Oct 20, 2025
Oct 23, 2025, 06:01 PM
Reporting Persons (2)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Jumana Capital Investments LLC | Other | 4.10% | 385,328 | 0 | 385,328 |
| Martin Christopher Ross | Individual | 4.10% | 385,328 | 0 | 385,328 |
Disclosure Items (4)
Common Stock, par value $1.00 per share
ASCENT INDUSTRIES CO.
20 N. MARTINGALE RD, SCHAUMBURG, IL, 60173
Item 3 is hereby amended and restated to read as follows: The Shares purchased by Jumana Capital were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business). The aggregate purchase price of the 385,328 Shares directly owned by Jumana Capital is approximately $4,367,825, excluding brokerage commissions.
Item 5(a) is hereby amended and restated to read as follows: The aggregate percentage of Shares reported owned by each person named herein is based on 9,368,002 Shares outstanding as of August 4, 2025, which is the total number of Shares outstanding as disclosed in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 6, 2025. As of the date hereof, Jumana Capital directly beneficially owned 385,328 Shares, constituting approximately 4.1% of the Shares outstanding. Mr. Martin, as the Manager of Jumana Capital, may be deemed to beneficially own the 385,328 Shares owned by Jumana Capital, constituting approximately 4.1% of the Shares outstanding. The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each Reporting Person disclaims beneficial ownership of the Shares that he or it does not directly own.
Item 5(c) is hereby amended and restated to read as follows: The transactions in securities of the Issuer by the Reporting Persons during the past 60 days are set forth in Exhibit 1 and are incorporated herein by reference. All of such transactions were effected in the open market unless otherwise noted therein.
Item 5(e) is hereby amended and restated to read as follows: As of October 21, 2025, the Reporting Persons ceased to beneficially own more than 5% of the outstanding Shares.
Item 7 is hereby amended to add the following exhibit: 1 - Transactions in Securities.