NOCOPI TECHNOLOGIES INC/MD/
13.60%
1,467,782
888981
655213106
Jun 5, 2025
Jun 11, 2025, 07:40 PM
Reporting Persons (2)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Phillip Frost, M.D. | Individual | 13.60% | 1,467,782 | 0 | 1,467,782 |
| Frost Gamma Investments Trust | Other | 13.60% | 1,467,782 | 0 | 1,467,782 |
Disclosure Items (4)
Common stock of the Company, par value $0.01 per share ("Common Shares")
NOCOPI TECHNOLOGIES INC/MD/
480 Shoemaker Road, King of Prussia, PA, 19406
The information provided in Item 5 of this Amendment is incorporated by reference to this Item 3.
Item 5 is deleted in its entirety and replaced with the following text: (a)(b) FGIT holds 1,467,782 Common Shares, or approximately 13.6% of the Issuer's issued and outstanding shares, based on 10,792,913 Common Shares outstanding, as reported by the Issuer on Form 10-Q filed with the Securities and Exchange Commission on May 13, 2025. Except as set forth below, all previous Items are unchanged. Dr. Phillip Frost is the trustee of FGIT. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of FGIT. Dr. Phillip Frost is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc. and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Phillip Frost is the sole shareholder of Frost-Nevada Corporation. As a result of the foregoing, Dr. Phillip Frost is also considered beneficial owner of the securities owned by FGIT. Dr. Phillip Frost disclaims beneficial ownership of the securities except to the extent of any pecuniary interest therein.
(c) During the past 60 days, the Reporting Person engaged in the following transaction in Common Shares: On June 6, 2025, FGIT acquired 195,852 Common Shares for a purchase price of $1.10 per share from a non-affiliate shareholder of the Issuer in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.