13D Filings
B. Riley Financial, Inc.
RILY
Amendment
Ownership

23.00%

Total Shares

7,041,164

Issuer CIK

1464790

CUSIP

05580M108

Event Date

Mar 2, 2025

Accepted

Mar 3, 2025, 04:16 PM

Reporting Persons (1)
NameType% of ClassAggregateSole VotingShared Voting
Bryant R. Riley
Individual
23.00%7,041,1647,041,1640
Disclosure Items (5)

Security Title

Common Stock, par value $0.0001 par value

Issuer Name

B. Riley Financial, Inc.

Issuer Address

11100 Santa Monica Blvd, Los Angeles, CA, 90025

Item 4 is amended to add the following: On March 3, 2025, Bryant R. Riley submitted a letter (the "Letter") to the Board of Directors of the Company announcing that he is suspending his pursuit of the proposed "going private" transaction to focus on continuing to work together to help the Company succeed.

Percentage of Class

As of the date hereof, Bryant R. Riley beneficially owns 6,844,926 shares of Common Stock, representing 22.4% of the Issuer's Common Stock outstanding, based on a total of 30,497,066 Shares of the Issuer outstanding as of February 19, 2025, which is the total number of Shares outstanding as reported in the Issuer's quarterly report on Form 10-Q filed with the SEC on February 21, 2025. Bryant R. Riley may be deemed to indirectly beneficially own 196,238 shares of Common Stock representing 0.6% of the Issuer's Common Stock outstanding on February 19, 2025, of which (i) 17,538 are held as sole custodian for the benefit of Abigail Riley, (ii) 17,538 are held as sole custodian for the benefit of Charlie Riley, (iii) 17,537 are held as sole custodian for the benefit of Eloise Riley, (iv) 17,538 are held as sole custodian for the benefit of Susan Riley, and (v) 126,087 are held by B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant R. Riley. The shares of Common Stock previously reported as being held by the Robert Antin Children Irrevocable Trust were transferred to a different entity and as such, Bryant R. Riley is no longer deemed to have voting or dispositive power over the shares.

Number of Shares

The information in Item 5(a) is incorporated by reference herein.

Transactions

There were no transactions by the Reporting Person in shares of Common Stock during the period commencing sixty (60) days prior to the date hereof.

Shareholders

None.

Date of 5% Ownership

Not applicable.

The information with respect to the Letter in Item 4 is incorporated by reference herein.

Exhibit 1 - Letter to the Board of Directors by the Reporting Person (filed herewith).

B. Riley Financial, Inc. — Schedule 13D | 13D Filings