B. Riley Financial, Inc.
23.00%
7,041,164
1464790
05580M108
Mar 2, 2025
Mar 3, 2025, 04:16 PM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Bryant R. Riley | Individual | 23.00% | 7,041,164 | 7,041,164 | 0 |
Disclosure Items (5)
Common Stock, par value $0.0001 par value
B. Riley Financial, Inc.
11100 Santa Monica Blvd, Los Angeles, CA, 90025
As of the date hereof, Bryant R. Riley beneficially owns 6,844,926 shares of Common Stock, representing 22.4% of the Issuer's Common Stock outstanding, based on a total of 30,497,066 Shares of the Issuer outstanding as of February 19, 2025, which is the total number of Shares outstanding as reported in the Issuer's quarterly report on Form 10-Q filed with the SEC on February 21, 2025. Bryant R. Riley may be deemed to indirectly beneficially own 196,238 shares of Common Stock representing 0.6% of the Issuer's Common Stock outstanding on February 19, 2025, of which (i) 17,538 are held as sole custodian for the benefit of Abigail Riley, (ii) 17,538 are held as sole custodian for the benefit of Charlie Riley, (iii) 17,537 are held as sole custodian for the benefit of Eloise Riley, (iv) 17,538 are held as sole custodian for the benefit of Susan Riley, and (v) 126,087 are held by B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant R. Riley. The shares of Common Stock previously reported as being held by the Robert Antin Children Irrevocable Trust were transferred to a different entity and as such, Bryant R. Riley is no longer deemed to have voting or dispositive power over the shares.
The information in Item 5(a) is incorporated by reference herein.
There were no transactions by the Reporting Person in shares of Common Stock during the period commencing sixty (60) days prior to the date hereof.
None.
Not applicable.
The information with respect to the Letter in Item 4 is incorporated by reference herein.
Exhibit 1 - Letter to the Board of Directors by the Reporting Person (filed herewith).