13D Filings
TransAct Technologies, Inc.
TACT
Amendment
Ownership

8.30%

Total Shares

826,745

Issuer CIK

1017303

CUSIP

892918103

Event Date

Apr 1, 2025

Accepted

Apr 2, 2025, 09:00 PM

Reporting Persons (4)
Joint Filing

This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.

NameType% of ClassAggregateSole VotingShared Voting
B. Riley Financial, Inc.
Holding Company
8.30%826,7450826,745
BRF Investments, LLC
Other
8.30%826,7450826,745
Bryant R. Riley
Individual
8.30%826,7450826,745
B. Riley Securities, Inc.
Broker-Dealer
1.00%100,010100,0100
Disclosure Items (4)

Security Title

Common Stock, par value $0.01 par value

Issuer Name

TransAct Technologies, Inc.

Issuer Address

One Hamden Center, Hamden, CT, 06518

Item 4 of the Schedule 13D is hereby amended and supplemented by the addition of the following: As previously disclosed, on March 11, 2025, BRF effected a transaction pursuant to which BRF separated B. Riley Securities Holding, LLC ("BRSH"), the parent company of BRS, from BRF. As a result of the transaction, BRS implemented its own operating and governance structure and established a board of directors independent from BRF. As a result, BRF is no longer the beneficial owner of the Shares held by BRS.

Percentage of Class

(1) As of the date hereof, BRFI beneficially owned directly 826,745 shares of Common Stock, representing 8.3% of the Issuer's Common Stock. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the Shares held BRFI. (2) As of the date hereof, BRS beneficially owned directly 100,010 shares of Common Stock, representing 1.0% of the Issuer's Common Stock. As previously disclosed, on March 11, 2025, BRF effected a transaction pursuant to which BRF separated B. Riley Securities Holding, LLC ("BRSH"), the parent company of BRS, from BRF. As a result of the transaction, BRS implemented its own operating and governance structure and established a board of directors independent from BRF. As a result, BRF is no longer the beneficial owner of the Shares held by BRS. (3) Bryant R. Riley may beneficially own 826,745 shares of Common Stock, representing 8.3% of the Issuer's Common Stock outstanding and held directly by BRFI in the manner specified in paragraph (1) above. Bryant R. Riley disclaims beneficial ownership of the shares held by BRFI except to the extent of his pecuniary interest therein.

Number of Shares

The information contained on the cover pages to this Amendment is incorporated by reference herein.

Transactions

None.

Shareholders

As of the date hereof, BRS may no longer be deemed to be part of a "group" that beneficially owns more than 5% of the outstanding of the Issuer's Common Stock.

Item 6 of the Schedule 13D is hereby amended and supplemented by the addition of the following: The Reporting Persons' response to Item 4 is incorporated by reference herein.

TransAct Technologies, Inc. — Schedule 13D | 13D Filings