TransAct Technologies, Inc.
8.30%
826,745
1017303
892918103
Apr 1, 2025
Apr 2, 2025, 09:00 PM
Reporting Persons (4)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| B. Riley Financial, Inc. | Holding Company | 8.30% | 826,745 | 0 | 826,745 |
| BRF Investments, LLC | Other | 8.30% | 826,745 | 0 | 826,745 |
| Bryant R. Riley | Individual | 8.30% | 826,745 | 0 | 826,745 |
| B. Riley Securities, Inc. | Broker-Dealer | 1.00% | 100,010 | 100,010 | 0 |
Disclosure Items (4)
Common Stock, par value $0.01 par value
TransAct Technologies, Inc.
One Hamden Center, Hamden, CT, 06518
(1) As of the date hereof, BRFI beneficially owned directly 826,745 shares of Common Stock, representing 8.3% of the Issuer's Common Stock. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the Shares held BRFI. (2) As of the date hereof, BRS beneficially owned directly 100,010 shares of Common Stock, representing 1.0% of the Issuer's Common Stock. As previously disclosed, on March 11, 2025, BRF effected a transaction pursuant to which BRF separated B. Riley Securities Holding, LLC ("BRSH"), the parent company of BRS, from BRF. As a result of the transaction, BRS implemented its own operating and governance structure and established a board of directors independent from BRF. As a result, BRF is no longer the beneficial owner of the Shares held by BRS. (3) Bryant R. Riley may beneficially own 826,745 shares of Common Stock, representing 8.3% of the Issuer's Common Stock outstanding and held directly by BRFI in the manner specified in paragraph (1) above. Bryant R. Riley disclaims beneficial ownership of the shares held by BRFI except to the extent of his pecuniary interest therein.
The information contained on the cover pages to this Amendment is incorporated by reference herein.
None.
As of the date hereof, BRS may no longer be deemed to be part of a "group" that beneficially owns more than 5% of the outstanding of the Issuer's Common Stock.
Item 6 of the Schedule 13D is hereby amended and supplemented by the addition of the following: The Reporting Persons' response to Item 4 is incorporated by reference herein.