Babcock & Wilcox Enterprises, Inc.
13.50%
13,246,373
1630805
05614L100
Mar 30, 2025
Apr 2, 2025, 09:00 PM
Reporting Persons (3)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Bryant R. Riley | Individual | 13.50% | 13,246,373 | 1,373,213 | 11,873,160 |
| B. Riley Financial, Inc. | Holding Company | 12.10% | 11,873,160 | 0 | 11,873,160 |
| BRF Investments, LLC | Other | 12.10% | 11,873,160 | 0 | 11,873,160 |
Disclosure Items (4)
Common Stock, par value $0.01
Babcock & Wilcox Enterprises, Inc.
1200 E. Market Street, Suite 650, Akron, OH, 44305
(1) As of the date hereof, BRFI beneficially owned directly 11,873,160 shares of Common Stock, representing 12.1% of the Issuer's Common Stock. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the Shares held BRFI. (2) Bryant R. Riley may beneficially own 1,373,213 shares of Common Stock representing 1.4% of the Issuer's Common Stock, of which (i) 1,155,382 shares are held jointly with his wife, Carleen Riley, (ii) 45,436 shares are held as sole custodian for the benefit of Abigail Riley, (iii) 45,801 shares are held as sole custodian for the benefit of Charlie Riley, (iv) 45,431 shares are held as sole custodian for the benefit of Eloise Riley, (v) 43,810 shares are held as sole custodian for the benefit of Susan Riley, and (vi) 37,353 shares are held in Bryant R. Riley's 401(k) account. Bryant R. Riley may also beneficially own 11,873,160 shares of Common Stock, representing 12.1% of the Issuer's Common Stock, outstanding and held directly by BRFI in the manner specified in paragraph (1) above. Bryant R. Riley disclaims beneficial ownership of the shares held by BRFI in each case except to the extent of his pecuniary interest therein.
The information contained on the cover pages to this Amendment is incorporated by reference herein.
None.
Not applicable.
Item 6 of the Schedule 13D is hereby amended and supplemented by the addition of the following: The Reporting Persons' response to Item 4 is incorporated by reference into this Item 6.