TRANSACT TECHNOLOGIES INC
5.90%
600,010
1017303
892918103
Sep 1, 2025
Sep 3, 2025, 05:23 PM
Reporting Persons (4)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| B. Riley Financial, Inc. | Holding Company | 5.90% | 600,010 | 0 | 600,010 |
| Bryant R. Riley | Individual | 5.90% | 600,010 | 0 | 600,010 |
| BRF Investments, LLC | Other | 5.00% | 500,000 | 0 | 500,000 |
| B. Riley Securities, Inc. | Broker-Dealer | 1.00% | 100,010 | 100,010 | 0 |
Disclosure Items (4)
Common Stock, par value $0.01 par value
TRANSACT TECHNOLOGIES INC
One Hamden Center, Hamden, CT, 06518
1. B. Riley Financial, Inc. ("BRF"); 2. B. Riley Securities, Inc. ("BRS"); 3. BRH Investments, LLC ("BRFI"); and 4. Bryant R. Riley
11100 Santa Monica Blvd., Suite 800, Los Angeles, California 90025.
The principal business of BRF is serving as a holding company. Set forth on Schedule A annexed hereto ("Schedule A") is the name and present principal business, occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted, and the citizenship of the executive officers and directors of BRF. To the best of BRF's knowledge, except as otherwise set forth herein, none of the persons listed on Schedule A beneficially owns any securities of the Issuer or is a party to any contract, agreement, or understanding required to be disclosed herein. The principal business of BRS is serving as a broker dealer. The principal business of BRFI is investing in securities. Bryant R. Riley, an individual, is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF.
During the last five years, none of the Reporting Persons nor any person listed on Schedule A have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Delaware, United States of America.
1. As of the date hereof, BRFI beneficially owned directly 500,000 shares of Common Stock, representing 5.0% of the Issuer's Common Stock. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFI. 2. As of the date hereof, BRS beneficially owned directly 100,010 shares of Common Stock, representing 1.0% of the Issuer's Common Stock. BRF may be deemed to indirectly beneficially own the Shares held by BRS. 3. Bryant R. Riley may beneficially own 600,010 shares of Common Stock, representing 5.9% of the Issuer's Common Stock outstanding and held directly by BRFI and BRS in the manner specified in paragraphs (1) and (2) above. Bryant R. Riley disclaims beneficial ownership of the shares held by BRFI and BRS except to the extent of his pecuniary interest therein.
The information contained on the cover pages to this Amendment is incorporated by reference herein.
Except for the transactions described in Schedule B of this Amendment, the Reporting Persons have not engaged in any transaction during the past 60 days involving the Common Stock of the Issuer.
None.
Schedule A Executive Officers and Directors of B. Riley Financial, Inc. Schedule B Transactions within the Past 60 Days of BRF Investments, LLC