Adverum Biotechnologies, Inc.
15.60%
3,249,326
1501756
00773U108
May 18, 2025
May 20, 2025, 08:27 AM
Reporting Persons (2)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Leonard Braden Michael | Individual | 15.60% | 3,249,326 | 191,800 | 3,057,526 |
| BML Investment Partners, L.P. | Partnership | 14.60% | 3,057,526 | 0 | 3,057,526 |
Disclosure Items (6)
Common Stock, par value $0.0001 per share
Adverum Biotechnologies, Inc.
100 Cardinal Way, Redwood City, CA, 94063
Braden M. Leonard Mr. Leonard's business address is 65 E Cedar Suite 2, Zionsville, IN 46077. Mr. Leonard's principal business is to serve as managing member of BML Capital Management, LLC.
65 E Cedar - Suite 2, Zionsville IN 46077
See above.
During the past five years, none of BML Investment Partners, L.P., BML Capital Management, LLC or Braden M. Leonard have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or a party to a civil proceeding of a judicial or administrative body of competent jurisdiction where as a result of such proceeding BML Investment Partners, L.P., BML Capital Management, LLC or Braden M. Leonard was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Braden M. Leonard is a citizen of the United States of America. BML Investment Partners, L.P. is a Delaware limited partnership.
BML Investment Partners, L.P. holds 3,057,526 shares of Common Stock which were acquired using $28,041,322 of working capital. Braden M Leonard holds 191,800 shares of Common Stock which were acquired using $1,509,466 of working capital.
BML Investment Partners, L.P. beneficially owns 3,057,526 shares of the Issuer's Common Stock, or 14.6%. Braden M Leonard beneficially owns 191,800 shares of the Issuer's Common Stock, or 0.9%.
BML Investment Partners, L.P. 3,057,526 Braden M Leonard 191,800
BML Investment Partners, L.P. Common Stock 3/18/2025 P 18,000 A $4.60 Common Stock 3/18/2025 P 44,341 A $4.73 Common Stock 3/19/2025 P 25,000 A $4.94 Common Stock 3/20/2025 P 30,600 A $5.61 Common Stock 3/31/2025 P 19,566 A $4.38 Common Stock 4/2/2025 P 15,209 A $4.04 Common Stock 4/22/2025 P 300,000 A $3 Braden M Leonard Common Stock 3/26/2025 P 20,407 A $5.04 Common Stock 3/27/2025 P 16,593 A $5.19 Common Stock 4/23/2025 P 50,000 A $2.98
Braden M Leonard is the Managing Member of BML Capital Management, LLC, which is the General Partner to BML Investment Partners, L.P.
N/A
To the best of the knowledge of the Reporting Persons, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the Reporting Persons or between the Reporting Persons and any person with respect to any securities of the Issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.