INNOVATE Corp.
7.40%
1,031,295
1006837
Aug 5, 2025
Aug 14, 2026, 04:37 PM
Reporting Persons (3)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Voigt Paul | Individual | 7.40% | 1,031,295 | 998,758 | 32,537 |
| Paul K. Voigt Rev Trust, Paul K. Voigt TTE U/A DTD 11/20/2008 By Paul K. Voigt | Other | 0.20% | 25,000 | 0 | 25,000 |
| Jessie Holdings LLC | Other | 0.10% | 7,537 | 0 | 7,537 |
Disclosure Items (7)
Common Stock, par value $.001 per share
INNOVATE Corp.
295 MADISON AVENUE, NEW YORK, NY, 10017
1. Paul Voigt 2. Paul K Voigt Rev Trust, Paul K Voigt TTE U/A DTD 11/20/2008 By Paul K Voigt 3. Jessie Holdings LLC
295 Madison Avenue, 12th Floor New York, NY 10017
Mr. Voigt's present principal occupation is Interim Chief Executive Officer of the Issuer. Mr. Voigt is the Trustee of the Trust and the Manager of the LLC, and in each such capacity has sole voting and investment control over the shares of Common Stock held by the Trust and by the LLC, respectively. The Trust is organized in the State of New York. The LLC is organized in the State of Delaware. Mr. Voigt is a citizen of the United States.
During the last five years, none of the Reporting Persons was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
1. United States 2. New York 3. Delaware
(a) 787,103 shares and shares underlying options, all held directly by Mr. Voigt, were received as compensation for his service as an executive officer of the Issuer, for no cash consideration, pursuant to the Issuer's equity incentive plan. (b) 244,192 shares, consisting of shares purchased directly by Mr. Voigt in the open market and in a rights offering conducted by the Issuer, shares purchased in the open market and held through the Trust, and shares purchased in the rights offering and held through the LLC, were acquired using the personal funds of the applicable Reporting Person.
1. Paul Voigt, 1,031,295 shares of common stock (includes 300,000 shares subject to right to acquire), 7.40% 2. Paul K Voigt Rev Trust, 25,000 shares of common stock, .18% 3. Jessie Holdings LLC, 7,537 shares of common stock, .05%
Mr. Voigt has sole power to sole power to vote or to direct the vote of, and sole power to dispose or to direct the disposition of 998,758 shares of Common Stock. Mr. Voigt and the Trust share the power to vote or to direct the vote of, and share the power to dispose or to direct the disposition of, 25,000 shares of Common Stock. Mr. Voigt and the LLC share the power to vote or to direct the vote of, and share the power to dispose or to direct the disposition of, 7,537 shares of Common Stock.
On August 12, 2026, the Issuer withheld 60,643 shares of Common Stock to satisfy taxes payable in connection with the vesting of previously awarded restricted stock at the weighted average price of $7.6209 per share. Except for the transactions described in this Statement, the Reporting Person has not effected any other transactions in the Common Stock during the past 60 days.
To the knowledge of the Reporting Persons, no person other than the applicable Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock reported in this Item 5.
Not applicable
The shares and options described in Item 3(a) and itemized in Item 5 above were granted to Mr. Voigt under the Issuer's Second Amended and Restated 2014 Omnibus Equity Award Plan pursuant to Mr. Voigt's employment agreement with the Issuer dated October 6, 2023. Mr. Voigt is the Trustee of the Trust and, in that capacity, has sole voting and investment control over the shares of Common Stock held by the Trust. Mr. Voigt is also the Manager of the LLC and, in that capacity, has sole voting and investment control over the shares of Common Stock held by the LLC. The Reporting Persons have entered into a Joint Filing Agreement, filed as Exhibit 1 to this Statement, pursuant to which the Reporting Persons have agreed to file this Statement jointly in accordance with Rule 13d-1(k)(1) under the Exchange Act. None of the Reporting Persons has any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies.
Exhibit 1 - Joint Filing Agreement, dated as of August 14, 2026, among Paul Voigt, Paul K. Voigt Rev Trust and Jessie Holdings LLC