Ainos, Inc.
9.13%
491,263
1014763
00902F402
Oct 5, 2025
Oct 9, 2025, 06:08 AM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Ainos Inc. | CO | 9.13% | 491,263 | 3,253,854 | 0 |
Disclosure Items (7)
Common Stock, par value $0.01 per share
Ainos, Inc.
8880 RIO SAN DIEGO DRIVE, SAN DIEGO, CA, 92108
(a-b) This Schedule is being filed by Ainos Inc., a Cayman Islands corporation ("Ainos KY"). The principal business and office address of Ainos KY is P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands.
Ainos KY is controlled by Taiwan Carbon Nano Technology Corporation, a Taiwanese corporation ("TCNT" and together with the Issuer, the "Parties"). The principal business and office address of TCNT is 10F-2, No. 66, Shengyi 5th Rd., Zhubei City, Hsinchu County 30261, Taiwan (R.O.C.).
The principal business of Ainos KY is a holding company of the Issuer's securities. The principal business of TCNT is the development of advanced materials for industrial and medical device applications.
Since the filing of Amendment No. 11, on June 30, 2025, the Issuer effected an one-for-five reverse stock split of its common stock. From June 25, 2025 through October 6, 2025, TCNT sold a total of 62,794 shares of the issuer's common stock. Under the TCNT Voting Agreements, Ainos KY has the sole discretion to determine the vote of TCNT's voting stock of the Issuer. The information requested by this Item 3 is incorporated herein by reference to Item 5 hereof.
Items 5 of the Statement are hereby amended and restated as follows: (a) - (b) The information requested by these paragraphs are incorporated herein by reference to the cover pages to this Amendment No. 11.
Since the most recent filing of Amendment No. 11 to Schedule 13D on April 9, 2025, the following transactions have occurred: (1) On June 30, 2025, the Issuer effected an one-for-five reverse stock split of its common stock. (2) From June 25, 2025 through October 6, 2025, TCNT sold a total of 62,794 shares of the issuer's common stock, which are subject to the TCNT Voting Agreement.
No other person is known to the reporting person to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of the shares (other than their respective records owner).
Not applicable.
Other than voting agreements discussed herein and previously, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among Ainos KY or the parties and any other person with respect to any securities of the Issuer, including, but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.
None.