Nauticus Robotics, Inc.
9.50%
611,492
1849820
63911H207
Jan 27, 2025
Jan 30, 2025, 01:28 PM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| KERBER WILLIAM XAVIER III | Individual | 9.50% | 611,492 | 611,492 | 0 |
Disclosure Items (6)
Common Stock
Nauticus Robotics, Inc.
17146 FEATHERCRAFT LANE, WEBSTER, TX, 77598
William Xavier Kerber III
3917 NE 104th ST Oklahoma City, OK. 73131
CEO Human Mode LLC 3917 NE 104th ST Oklahoma City, OK. 73131
During the past 5 years, Mr. Kerber has not been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
United States
All of the shares of Common Stock were acquired using Mr. Kerber's personal funds. They were purchased on the exchange through brokerage accounts between January 27, 2025 and January 30, 2025. No loans were involved in these purchases.
As of the date of this Schedule, Mr. Kerber beneficially owns an aggregate of 611,492 shares of Common Stock, or 9.5% of the Issuer's outstanding shares of Common Stock. The beneficial ownership percentages used in this Schedule are calculated based on the 6,407,475 shares outstanding as of the Issuer's 10-Q quarterly report filed on November 12, 2024.
As of the date of this Schedule, Mr. Kerber has sole voting and dispositive power over the 611,492 shares of Common Stock.
Except as described in Items 3, 4 and 5 of this Schedule, which descriptions are incorporated herein by reference, the Reporting Persons have not effected any transactions in the Common Stock during the past 60 days.
Except as disclosed in Item 2, no person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities covered by this Schedule.
Not Applicable
As of the filing date of this Schedule, Mr. Kerber is not involved in any contracts, arrangements, under standings or relationships related to any securities of the Issuer.