Nauticus Robotics, Inc.
5.10%
1,542,696
1849820
63911H207
Mar 9, 2025
Mar 17, 2025, 06:34 PM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| KERBER WILLIAM XAVIER III | Individual | 5.10% | 1,542,696 | 1,542,696 | 0 |
Disclosure Items (6)
Common Stock
Nauticus Robotics, Inc.
17146 FEATHERCRAFT LANE, WEBSTER, TX, 77598
WILLIAM XAVIER KERBER III
3917 NE 104TH ST, Oklahoma City, OK, 73131
CEO Human Mode LLC 3917 NE 104th ST Oklahoma City, OK. 73131
During the past 5 years, Mr. Kerber has not been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
United States
All of the shares of Common Stock were acquired using Mr. Kerber's personal funds. No loans were involved in these purchases.
As of the date of this Amendment No. 2, Mr. Kerber beneficially owns an aggregate of 1,542,696 shares of the Issuer's Common stock or 5.1% of the Issuer's outstanding shares of Common Stock. The beneficial ownership percentages used in this Schedule are calculated based on the 30,185,791 shares of Common Stock of the Issuer outstanding as of their recent S-3 filing dated February 3, 2025.
As of the date of this Amendment No. 2, Mr. Kerber has sole voting and dispositive power of 1,542,696 shares of the Issuer's Common Stock.
Except as described in this Item 5(c). Mr. Kerber has not effected any transactions in the Common Stock during the past 60 days or since his most recent Schedule 13D filing dated February 7, 2025. Date Price Shares 2/25/2025 Purchase $1.13 251,204 2/27/2025 Purchase $1.05 130,000 3/10/2025 Purchase $1.05 550,000
As of the filing date of this Amendment, Mr. Kerber is not involved in any contracts, arrangements, under standings or relationships related to any securities of the Issuer.