Ainos, Inc.
8.31%
1,651,862
1014763
00902F303
Apr 7, 2025
Apr 11, 2025, 09:57 PM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Chun-Hsien Tsai | Individual | 8.31% | 1,651,862 | 0 | 1,651,862 |
Disclosure Items (7)
Common Stock, par value $0.01 per share
Ainos, Inc.
8880 RIO SAN DIEGO DRIVE, SAN DIEGO, CA, 92108
Chun-Hsien Tsai
14F., No. 61, Sec. 4, New Taipei Boulevard, Xinzhuang District, New Taipei City 242, Taiwan F5
Chairman, President, and CEO of the Issuer; Director of Ainos Inc., a Cayman Islands company ("Ainos KY"), with its principal business and office address at P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands; and Chairman and Chief Executive Officer of Taiwan Carbon Nano Technology Corporation, a Taiwanese corporation ("TCNT"), with its principal business and office address at 10F-2, No. 66, Shengyi 5th Rd., Zhubei City, Hsinchu County 30261, Taiwan (R.O.C.).
No.
Taiwan, Republic of China
The Issuer granted (i) 1,451,862 shares of Common Stock to the Reporting Person as restricted stock units ("RSUs"), all of which are fully vested and (ii) 200,000 shares of Common Stock to the Reporting Person as special stock awards, all of which are fully vested.
The information requested is incorporated herein by reference to the cover pages to this Statement.
The information requested is incorporated herein by reference to the cover pages to this Statement.
The reporting person has not effected any transactions in Common Stock during the past 60 days, except as described in this Statement
The information in Item 2 is incorporated by reference into this Item 5(d).
Not applicable.
The reporting person's responses to Items 3 - 5 are incorporated by reference into this Item 6. Effective January 26, 2024, Ainos Inc., a Cayman Islands company ("Ainos KY") and the Reporting Person entered into a voting agreement (the "Voting Agreement") with respect to the voting stock of the Issuer held by the Reporting Person. Pursuant to the Voting Agreement, the Reporting Person has agreed to vote all of the voting stock of the Company that is current owns or will acquire in the future in the manner determined by Ainos KY in its sole discretion. The Voting Agreement may only be terminated if (i) Ainos KY directly holds less than 10% of the shares of the Issuer; or (ii) when Ainos KY directly holds shares which have less than 10% of the voting power in the Issuer. This voting agreement will cease to apply to a particular stockholder when the stockholder holds no shares in the Issuer; or when the stockholder ceases to be subject to the obligations under Section 16 of the Securities Exchange Act of 1934, as amended, if applicable. Except as set forth herein, the reporting person has no other contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies
Voting Agreement, dated January 26, 2024 (incorporated by reference to Exhibit 2 of the Amendment No. 5 to the Schedule 13D filed with the SEC on January 29, 2024)