Cyclacel Pharmaceuticals, Inc.
70.00%
194,628,820
1130166
23254L801
Feb 25, 2025
Mar 4, 2025, 10:32 AM
Reporting Persons (1)
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Doris Wong Sing Ee | Individual | 70.00% | 194,628,820 | 194,628,820 | 0 |
Disclosure Items (7)
Common Stock, par value $0.0001 per share
Cyclacel Pharmaceuticals, Inc.
200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ, 07922
Datuk Dr. Doris Wong Sing Ee is a citizen of Malaysia. Datuk Dr. Doris Wong Sing Ee's present principal occupation is Chief Executive Officer and Executive Director of the Issuer.
Datuk Dr. Doris Wong Sing Ee's business address is 200 Connell Drive, Suite 1500, Berkeley Heights, NJ 07922.
The Reporting Person is a private investor.
The Reporting Person has not, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
The Reporting Person is a citizen of Malaysia.
The shares of common stock were purchased by Datuk Dr. Doris Wong Sing Ee in a private transaction pursuant to a certain Securities Purchase Agreement, between the Reporting Person and a certain shareholder of the Issuer, for the aggregate purchase price of $6.3M. The purchase transaction closed on February 26, 2025.
The Reporting Person has the sole power to vote or to direct the vote and the sole power to dispose or to direct the disposition of the 194,628,820 shares of common stock (the "Shares") of the Issuer. The percentage of Shares reported to be beneficially owned by the Reporting Person is based on information from the Issuer. Thus, the Reporting Person is deemed to be the beneficial owner of an aggregate 70.0% of the common stock of the Issuer.
The Reporting Person has the sole power to vote or to direct the vote and the sole power to dispose or to direct the disposition of the 194,628,820 shares of common stock (the "Shares") of the Issuer. The percentage of Shares reported to be beneficially owned by the Reporting Person is based on information from the Issuer. Thus, the Reporting Person is deemed to be the beneficial owner of an aggregate 70.0% of the common stock of the Issuer.
Except as described in Item 4, during the past 60 days, the Reporting Person has not effected any transactions with respect to the shares of common stock of the Issuer.
Not applicable.
Not applicable.
Reference is made to the transaction stated in Item 3 above.
Exhibit A - Securities Purchase Agreement (incorporated by reference from the Current Report on Form 8-K filed by the Issuer on February 27, 2025. https://www.sec.gov/Archives/edgar/data/1130166/000182912625001253/cyclacel_ex10-1.htm