EYENOVIA, INC.
9.99%
5,982,998
1682639
30234E203
Jan 30, 2025
Jun 3, 2025, 09:15 PM
Reporting Persons (8)
This is a joint filing. The reported shares may overlap between reporting persons and should not be summed.
| Name | Type | % of Class | Aggregate | Sole Voting | Shared Voting |
|---|---|---|---|---|---|
| Avenue Venture Opportunities Fund, L.P. | Other | 9.99% | 2,393,199 | 0 | 0 |
| Avenue Venture Opportunities Fund II, L.P. | Other | 9.99% | 3,589,799 | 0 | 0 |
| Avenue Capital Management II, L.P. | Investment Adviser | 9.99% | 5,982,998 | 5,982,998 | 0 |
| Avenue Venture Opportunities Partners, LLC | Other | 9.99% | 2,393,199 | 0 | 0 |
| Avenue Venture Opportunities Partners II, LLC | Other | 9.99% | 3,589,799 | 0 | 0 |
| GL Venture Opportunities Partners, LLC | Other | 9.99% | 2,393,199 | 0 | 0 |
| GL Venture Opportunities Partners II, LLC | Other | 9.99% | 3,589,799 | 0 | 0 |
| Marc Lasry | Individual | 9.99% | 5,982,998 | 0 | 0 |
Disclosure Items (7)
COMMON STOCK, par value $0.0001 per share
EYENOVIA, INC.
23461 South Pointe Drive, Laguna Hills, CA, 92653
Item 2 is hereby amended and restated as follows: This Schedule 13D is filed jointly by Avenue Venture Opportunities Fund, L.P., a Delaware limited partnership; Avenue Venture Opportunities Fund II, L.P., a Delaware limited partnership; Avenue Capital Management II, L.P., a Delaware limited partnership; Avenue Venture Opportunities Partners, LLC, a Delaware limited liability company; Avenue Venture Opportunities Partners II, LLC, a Delaware limited liability company; GL Venture Opportunities Partners, LLC, a Delaware limited liability company; GL Venture Opportunities Partners II, LLC, a Delaware limited liability company; and Marc Lasry, an individual and citizen of the United States, who are collectively referred to herein as "Reporting Persons".
The address of each Reporting Person is Avenue Capital Group, 11 West 42nd Street, 9th Floor, New York, New York 10036
Each of Avenue Venture Opportunities Fund, L.P. ("Fund") and Avenue Venture Opportunities Fund II, L.P. ("Fund II") is a venture debt fund. Avenue Capital Management II, L.P., is a registered investment adviser and the manager of each of Fund and Fund II ("Manager"). Avenue Venture Opportunities Partners, LLC ("AVOP") is the general partner of Fund, Avenue Venture Opportunities Partners II, LLC ("AVOPII") is the general partner of Fund II. GL Venture Opportunities Partners, LLC ("GLVOP") is the managing member of AVOP, the general partner of Fund. GL Venture Opportunities Partners II, LLC ("GLVOPII") is the managing member of AVOPII, the general partner of Fund II. Marc Lasry is the managing member of GLVOP and GLVOPII and a founder of Avenue Capital Group, a global investment firm.
Within the last five years, and the five years preceding the original transaction, no Reporting Person has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction nor been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
See Item 2(a).
Item 3 is hereby amended and restated as follows: Investment capital of Fund and Fund II.
Item 5 is hereby amended and restated as follows: See Item 13 of the cover page for each Reporting Person. Pursuant to the terms of the Third Amendment to the Supplement, the Reporting Persons cannot convert any portion of their loans to the extent the Reporting Persons would beneficially own, after any such conversion, more than 9.99% of the outstanding shares of Common Stock of the Issuer (the "Blocker"). Consequently, as of the date reported herein, the Reporting Persons are not able to fully convert their loans due to the Blocker. The Blocker of 9.99% may be changed to up to 19.99% at the Reporting Persons' election upon at least 61 days' notice to the Issuer.
See Items 7 through 10 of the cover page for each Reporting Person.
Not applicable.
No person other than the Reporting Persons is known to have the right to receive, or power to direct the receipt of dividends from, or the proceeds from the sale of, Issuer's securities.
See Item 4.
Item 6 is hereby amended and restated as follows: Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the Reporting Persons have entered into an agreement with respect to the joint filing of this Schedule 13D. A copy of the Joint Filing Agreement is attached as Exhibit 99.1 hereto and is incorporated herein by reference. Except as described herein, there are no contracts, arrangements, understandings or relationships among the persons named in Item 2 hereof and between such persons and any person with respect to any securities of the Issuer.
Exhibit 99.1: Joint Filing Agreement by and among the Reporting Persons (filed as Exhibit 99.1 to Schedule 13D on May 15, 2025). https://www.sec.gov/Archives/edgar/data/1682639/000182912625003724/avenueventure_ex99-1.htm